Supervisory Toolkit for AI Use in Capital Markets

2026

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AI-generated summary

This toolkit provides capital markets supervisors with practical tools to effectively oversee the use of AI, ensuring responsible innovation and market integrity.
* Offers a three-layered approach to AI supervision: areas of consideration, tools for oversight, and indicators/data sources.
* Details specific tools and considerations for governance, third-party risk, disclosure, recordkeeping, and monitoring of AI.
* Includes practical examples of questions supervisors can use to assess firms' AI use and identify potential risks.
Tags: AI, Capital Markets, Supervision, Regulation, Toolkit

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